The subject today
is the three universal characteristics of existence. This is
an important part of the teachings of the Buddha. Like the Four
Noble Truths, karma, the teaching of dependent origination and
the five aggregates, the teaching of the three characteristics
is part of what we might call the doctrinal contents of wisdom.
In other words, when we talk about the knowledge and the understanding
that is implied by wisdom, we have this teaching in mind.
Before we examine
the characteristics individually, let us come to an understanding
of what they mean and in what way they are useful. First of
all, what is a characteristic and what is not? A characteristic
is something which is necessarily connected with something else.
Because the characteristic is necessarily connected with something,
it can tell us about the nature of that thing. Let us take an
example. Heat for instance is a characteristic of fire but not
a characteristic of water. Heat is the characteristic of fire
because the heat of the fire is always and invariably connected
with fire. On the other hand, the heat of water depends on external
factors an electric stove, the heat of the sun and so
forth. But the heat of fire is natural to fire. It is in this
sense that the Buddha uses the term "characteristic"
to refer to facts about the nature of existence, that are always
connected with existence and that are always found in existence.
The characteristic heat is always connected with fire. So we
can understand something about the nature of fire from heat.
We can understand that fire is hot. We can understand that we
can use fire to cook our food, to warm ourselves and so forth.
The characteristic of heat tells us something about fire, how
to use fire and what to do with fire. If we were to think of
the characteristic of heat as connected with water, it would
not help us to use water because heat is not always connected
with water. We cannot cook our food with water. We cannot warm
ourselves with water. So when the Buddha said that there are
three characteristics of existence, He meant that these characteristics
are always present in existence, and that they help us to understand
what to do with existence.
The three characteristics
of existence that we have in mind are the characteristics of
impermanence (Anitya), suffering (Duhkha) and notself (Anatma).
These three characteristics are always present in or are connected
with existence, and they tell us about the nature of existence.
They help us to know what to do with existence. What we learn
to develop as a result of understanding the three characteristics
is renunciation. Once we understand that existence is universally
characterized by impermanence, suffering and notself, we eliminate
our attachment to existence. Once we eliminate our attachment
to existence, we gain the threshold of Nirvana. This is the
purpose that understanding the three characteristics serves.
It removes attachment by removing delusions, the misunderstanding
that existence is permanent, is pleasant and has something to
do with the self. This is why understanding the three characteristics
is part of the contents of wisdom.
Let us look at
the first of the three characteristics of existence, the characteristic
of impermanence. The fact of impermanence has been recognized
not only in Buddhist thought but also elsewhere in the history
of philosophy. It was the ancient Greek philosopher Heraclitus
who remarked that one could not step into the same river twice.
This remark, which implies the ever-changing and transient nature
of things is a very buddhistic remark. In the Buddhist scriptures,
it is said that the three worlds (Dhatus) are impermanent like
autumn clouds; that birth and death are like a dance; and that
human life is like a flash of lightning or a waterfall. All
these are compelling images of impermanence and they help us
to understand that all things are marked or characterized by
impermanence.
If we look at our
own personality, we will find that our bodies are impermanent.
They are subject to constant change. We grow thin. We grow old
and grey, our teeth fall out, our hair falls out. If one needs
any proof of the impermanence of the physical form, one need
only look at ones own photograph on ones own driving
license or passport over the years. Similarly, our mental states
are impermanent. At one moment we are happy, and at another
moment we are sad. As infants, we hardly understand anything.
As adults, in the prime of life we understand a great deal more.
And again in old age we lose the power of our mental faculties
and become like infants. Our minds are also characterized by
impermanence. This is true also of the things that we see around
us. Everything we see around us is impermanent. Not one thing
will last forever not the office blocks, nor the temples,
nor the rivers and islands, nor the mountain chains, nor the
oceans. We know for a fact that all these natural phenomena,
even those that appear to be the most durable, even the solar
system itself will one day decline and become extinct.
This process of
constant change of all things personal and impersonal,
internal and external, goes on constantly even without our noticing
it, and it affects us intimately in our daily life. Our relations
with other individuals are subject to the characteristic of
impermanence and change. Friends become enemies, enemies become
friends. Enemies even become relatives. Relatives become enemies.
If we look closely at our life, we can see how all our relationships
with other people are marked by impermanence. Our possessions
are also impermanent. Those things that we dearly love - our
homes, our automobiles, our clothes, all these are impermanent.
All of them will decay and eventually be destroyed. So in every
aspect of our life, whether it be personal or material, or whether
with regard to our relationships with others, or whether it
be our possessions, impermanence is a fact, verified by direct
immediate observation.
Understanding impermanence
is important not simply for our practise of the Dharma but also
in our daily life. How often do friendships deteriorate and
end because one of the persons involved has failed to take account
of the fact that his friends attitudes, interests and
so forth have changed? How often do marriages fail because one,
or both, of the parties fails to take account of the fact that
his or her partner has changed? It is because we lock ourselves
into fixed, artificial unchanging ideas of the character and
personality of our friends and relatives that we fail to develop
our relationships with them positively and because of this failure
we often fail to understand one another. Similarly, in ones
career or public life, one cannot hope to succeed if one does
not keep abreast of changing situations like, for instance,
new trends in ones profession or discipline. So whether
it is in regard to our personal life or in regard to our public
life, understanding impermanence is necessary if we are to be
effective and creative in the way that we handle our personal
or professional affairs.
While understanding
impermanence yields these immediate benefits, here and now,
it is particularly effective as an aid to our practice of the
Dharma. The understanding of impermanence is an antidote to
desire and ill-will. It is also an encouragement to our practice
of the Dharma. And finally, it is a key to understanding the
ultimate nature of things, the way things really are.
Remembering death
especially is said to be like a friend and a teacher to one
who wishes to practise the Dharma. Remembering death acts as
a discouragement to excessive desire and ill-will. How many
quarrels, petty disagreements, lifelong ambitions and enmities
fade into insignificance before the recognition of the inevitability
of death? Throughout the centuries, Buddhist teachers have encouraged
sincere practitioners of the Dharma to remember death, to remember
the impermanence of this personality. Some years ago, I had
a friend who went to India to study meditation. He approached
a very renowned and learned Buddhist teacher and asked him for
some meditation instructions. The teacher was reluctant to teach
him because he was not convinced of his sincerity. My friend
persisted and asked him again and again. Finally, the teacher
said to him, "You will die, meditate upon that." Meditation
on death is extremely beneficial. We all need to remember the
certainty of our death. From the moment of our birth, we move
inexorably towards death. Remembering this, and remembering
that at the time of death, wealth, family and fame will be of
no use to us, we must turn our mind to the practice of the Dharma.
We know that death is absolutely certain. There has never been
a single living being who has escaped death.
Yet, while death
itself is certain, the time of death is uncertain. We can die
at any moment. It is said that life is like a candle in the
wind, or a bubble of water. At any moment it may be snuffed
out. At any moment it may burst. Understanding that the time
of death is uncertain, and that we have now the conditions and
opportunity to practise the Dharma, we ought to practise it
quickly so that we may not waste this opportunity and this precious
human life.
Finally, understanding
impermanence is an aid to the understanding of the ultimate
nature of things. Seeing that all things are perishable, and
change every moment, we also begin to see that things have no
substantial existence of their own. That in our persons and
in the things around us, there is nothing like a self. So in
this sense, impermanence is directly related to the third of
the three characteristics, the characteristic of notself Understanding
impermanence is a key to understanding notself We will talk
more about this later. For the moment, let us now go on to the
second of the three characteristics, the characteristic of suffering.
The Buddha has
said that whatever is impermanent is suffering, and whatever
is impermanent and suffering is also notself Whatever is impermanent
is suffering because impermanence is an occasion for suffering.
It is an occasion for suffering and not a cause of suffering
because impermanence is only an occasion for suffering so long
as ignorance, craving and clinging are present. How is that
so? In our ignorance of the real nature of things, we crave
and cling to objects in the forlorn hope that they may be permanent,
that they may yield permanent happiness. Failing to understand
that youth, health and life itself are impermanent, we crave
for them, we cling to them. We long to hold on to our youth
and to prolonging our life and yet because they are impermanent
by nature, they slip through our fingers like sand. When this
occurs, impermanence is an occasion for suffering. Similarly,
we fail to recognize the impermanent nature of possessions,
power and prestige. We crave and cling to them. Once they end,
impermanence is an occasion for suffering. The impermanence
of all situations in samsara is a particular occasion for suffering
when it occurs in the so-called fortunate realm. It is said
that the suffering of the gods is even greater than the suffering
of living beings dwelling in the lower realms of existence when
they see that they are about to fall from the heavens into lower
realms of existence. Even the gods trembled when the Buddha
reminded them of impermanence. So because even those pleasant
experiences which we crave and cling to are impermanent,
so impermanence is an occasion for suffering and whatever is
impermanent is also suffering.
Now we come to
the third universal characteristic of existence, the characteristic
of notself, or impersonality, or insubstantiality. This is in
a sense one of the really distinctive features of Buddhist thought
and of the teachings of the Buddha. During the later development
of religion and philosophy in India, some Hindu schools became
increasingly similar to the teachings of the Buddha, in their
techniques of meditation and in some of their philosophical
ideas. So it became necessary for Buddhist masters to point
out that there was still one distinctive feature that set Buddhism
apart from the Hindu schools that so closely resembled it. That
distinctive feature is the teaching of notself
Sometimes, this
teaching of notself is an occasion for confusion because often
we wonder how one can deny the self. After all, we do say "I
am speaking" or "I am walking," or "I am
called so and so", or "I am the father or the son
of such and such a person." So how can we deny the reality
of that "I"? In order to clarify this, I think it
is important to remember that the Buddhist rejection of the
"I" is not a rejection of this convenient designation,
the name "I". Rather, it is a rejection of the idea
that this name "I" stands for a substantial, permanent
and changeless reality. When the Buddha said that the five factors
of personal experience were not the self, and that the self
was not to be found within them He meant that on analysis, this
name "I" did not correspond to any essence or entity.
The Buddha has
used the example of the chariot and the forest to explain the
relation between the term I and the components of
personal experience. The Buddha has explained that the term
"chariot" is simply a convenient name for a collection
of parts that is assembled in a particular way. The wheels are
not the chariot. Neither is the axle, and neither is the carriage,
and so forth. Similarly, an individual tree is not a forest.
Neither is a number of individual trees a forest. There is no
forest apart from the individual trees. The term forest is just
a convenient name for an assembly of individual trees. This
is the thrust of the Buddhas rejection of the self. The
Buddhas rejection is a rejection of the belief in a real,
independent, permanent entity that is represented by the term
"I". Such a permanent entity would have to be independent,
would have to be sovereign in the way that a king is master
of those around him. It would have to be permanent, immutable
and impervious to change, and such a permanent entity, such
a self is nowhere to be found.
The Buddha has
applied the following analysis to the body and mind to indicate
that the self is nowhere to be found either in the body or the
mind. The body is not the self. For if the body were the self,
the self would be impermanent, would be subject to change, decay,
destruction, and death. So the body cannot be the self. The
self does not possess the body, in the sense that I possess
a car or a television, because the self cannot control the body.
The body falls ill, gets tired and old against our wishes. The
body has a shape which often does not agree with our wishes.
So in no way does the self possess the body. The self is not
in the body. If we search our body from the top of our head
to the tip of our toes, we can nowhere locate the self. The
self is not in the bone, nor in the blood, nor in the marrow,
nor in the hair, nor in the spittle. The self is nowhere to
be found within the body. Similarly, the mind is not the self.
The mind is subject to constant change. The mind is forever
jumping about like a monkey. The mind is happy at one moment
and unhappy at the next. So the mind cannot be the self for
the mind is constantly changing. The self does not possess the
mind because the mind becomes excited or depressed against our
wishes. Although we know that certain thoughts are wholesome,
and certain thoughts are unwholesome, the mind pursues unwholesome
thoughts and is indifferent towards wholesome thoughts. So the
self does not possess the mind because the mind acts independently
of the self. The self is not in the mind. No matter how carefully
we search the contents of our mind, no matter how carefully
we search our thoughts, feelings, and ideas, we can nowhere
find the self.
There is a very
simple exercise that anyone of us can perform. We can all sit
quietly for a brief period of time and look within our body
and mind, and without exception we will find that we cannot
locate the self anywhere within the body nor the mind. The conclusion
remains that the self is just a convenient name for a collection
of factors. There is no self, no soul, no essence, no core of
personal experience apart from the ever-changing, interdependent,
impermanent physical and mental factors of personal experience
such as our feelings, ideas, thoughts, habits, and attitudes.
Why should we care
to reject the idea of self? How can we benefit by rejecting
the idea of self? Here too, we can benefit in two important
ways. First of all, in our everyday life, on a mundane level
we can benefit in that we will become more creative, more comfortable,
and more open people. So long as we cling to the self, we will
always have to defend ourselves, to defend our possessions,
property, prestige, opinions and even our words. But once we
give up this belief in an independent and permanent self, we
will be able to relate to other people and situations without
paranoia. We will be able to relate freely, spontaneously and
creatively. Understanding notself is therefore an aid to living.
Even more importantly,
understanding notself is a key to enlightenment. The belief
in a self is synonymous with ignorance, and ignorance is the
most basic of the three defilements. Once we identify, imagine,
or conceive of ourselves as an entity, we immediately create
a schism, a separation between ourselves and the people and
things around us. Once we have this conception of self, we respond
to the persons and things around us either with desire or with
aversion. In this sense, the self is the real villain of the
piece. Seeing that the self is the source and the cause of all
suffering, and seeing that the rejection of the self is the
cause of the end of suffering, rather than trying to defend,
protect and preserve the self, why should we not do our best
to reject and eliminate this idea of the self? Why should we
not recognize that personal experience is like a banana tree
or like an onion, that when we take it apart piece by piece,
that when we examine it critically and analytically, we find
that it is empty of any essential, substantial core, that it
is devoid of the self?
When we understand
that all things are impermanent, are full of suffering, and
are notself, and when our understanding of these truths is not
merely intellectual or academic but through study, consideration
and meditation, the facts of impermanence, suffering and notself
become part of our immediate experience. Through the understanding
of impermanence, suffering, and notself, we will have freed
ourselves of the fundamental errors that imprison us within
the cycle of birth and death the error of seeing things
as permanent, the error of seeing things as pleasant and the
error of seeing things as self. When these delusions are removed,
wisdom arises. Just as when darkness is removed, light arises.
And when wisdom arises, one experiences the peace and freedom
of Nirvana.
This week we have
confined ourselves to looking at personal experience in terms
of body and mind. Next week we will look more deeply into the
Buddhist analysis of personal experience in terms of the elements
of our physical and mental universe.
Extract
from "Fundamentals of Buddhism", by Dr. Peter Della
Santina.